Enhancing Rural Social Sciences: Macro Forces[1]

 

Gary D. Lynne[2]

 

 

Macro forces  at work in the economy, society and social science seemingly all point to the contemporary need  for more concerted efforts in  “. . . the study of rural places.” (Castle, 1998, 621) has noted that Rural Places are characterized by 1) a sparse population, 2) enormous diversity, and 3) interdependence with urban, and more recently, global systems. We might add to the list, 4) interdependence with the natural environment.  Nebraska is such a Rural Place.

 

Perhaps we need more concerted effort at addressing questions raised by the sparse population (e.g., tax issues, health services);  the interdependence driven by important economic decisions, e.g., in industrializing agribusiness, made in distant places;  and a region environmentally and perhaps culturally quite different from other rural places in the U.S.  We live at the confluence of four agroecological zones, providing an unique environmental situation.  This uniqueness in our natural capital,  along with perhaps a unique kind of social capital  . . . represented in the culture . . .  gives opportunity for substantive scientific contributions from a Social Science focus on Rural Studies while helping clientele and citizenry.

 

Macro Forces Represented in the Deterioration in Rural Capital

 

Castle (1998, pp. 622-623) adds both natural and social capital to the list with the more generally recognized human and manufactured capital, to give a conceptual framework to address the Rural Capital problem,  1) social capital, the cement that holds the economy together as represented in the norms, laws, rules, regulations, customs, culture which in turn are all represented in the other-interest(s) motivating each individual, 2) human capital, represented in the knowledge, abilities and pursuit of self-interest, which is sought  jointly with the others-interest, and thus motivating each individual in this most rural place,  3) manufactured, human-created capital like machines, chemicals and bioengineered seeds and used in complex mixes by these individuals, and 4) natural capital, which produces work and service from the natural environment in consort with the other forms. 

 

The deterioration in Rural Capital perhaps explains why  we are not enjoying the current economic boom along with other sectors.  The capital base may have deteriorated such that income cannot be generated at the same pace as in other sectors.   Reduced income, in turn, contributes to less reinvestment in Rural Capital, so that we could be started on a downward spiral.  After noting the deterioration,   Castle (1998, p. 622) suggests this to be the reason for a renewed effort in the Study of Rural Places, and notes that any such effort is normative in nature:   “… it is appropriate (that) rural people have, and exercise, a degree of autonomy in addressing their common concerns and in seeking fulfillment of their aspirations.” A social science effort focused on rural studies in Nebraska also perhaps needs to recognize this normative dimension of any programming we might develop and enhance. 

 

Arguably, it is for this reason we exist as a Land Grant University.  Seemingly we also need to address the concerns and help individuals seek fulfillment beyond the bottom line, i.e., to achieve the multiplicity of aspirations they seek.  The Mission arises at the confluence of these aspirations and the fact of deterioration in Rural Capital.  Seemingly we need to define our Mission as one of finding creative ways to build, develop and conserve Rural Capital.  Perhaps we could organize ourselves around this Mission with due connectivity to the underlying Social Science, including a sensitivity to the forces constantly remolding this Science into new forms. 

 

Macro Forces in the Food and Fiber (Technology and Information) System

 

Boehlje (1999) seemingly has it right.  Science and technology are advancing to the point where we will eventually build and manufacture food and fiber products from component elements.  We perhaps will produce protein and sugar, not wheat and corn; meat of a particular color, consistency and tenderness, not pigs, calves and fed stock.  The food system on both sides (input and output side) of the farmer/rancher is already doing it. It is perhaps only in the farm and ranch community where this world view has yet to take hold. It appears that only a very few innovators (who also tend to be the integrators) see this future. 

 

Such concerns were revealed in the statewide IANR Listening Sessions.    The fact of industrialization, i.e., the need to re-integrate the components in food and fiber, starting at the micro level below the field, feed lot, and farm/ranch levels, in addition to driving tractors and riding horses as a way of life, seemingly needs to be faced.  Business development needs to recognize the separable components and address the re-integration problem, all fed by a massive information revolution.

 

Macro Forces in the Value System

 

This same scientific and technological revolution is driving dramatic changes in the realm of policy. This is to say:  Values are shifting.  American Values are quite different from what they were even 10-years ago (see Nelson, 1997).  This is to say:  The “common sense” is shifting. As a result, we perhaps cannot continue to assume “institutions invariant” which is the tradition in some parts of social science (e.g., in economics), a remnant from an earlier era when this was a good approximation. The information technology revolution, especially, has added a dynamic to the change in values and thus is speeding the change in institutions. Another way to highlight this phenomenon is to argue that the  “invisible hand” needs to become  “visible.”[3]  The nature of the institution in place is the question, rather than the assumption.  Perhaps our ears need to peak to the conversation when we hear someone say “it is only common sense,”  for example, it is only common sense that we move to an industrialized agriculture.

 

Maslow (1954) predicted value shifts of the nature we are experiencing.  Once fundamental needs are met, people seek fulfillment.  Consumers are searching for attributes of food and fiber that only become of concern once the stomach is full, e.g., how the component parts were produced.   Castle (1998) highlights the need to focus on the fulfillment of people in rural places, that perhaps farming and ranching as a way of life is an important goal, rather than something to be denigrated.  As one individual noted in recent farm task force meeting, he did not want to become a grower, someone growing components for a high tech food industry.

 

Such a shift in values suggests the need of more concern for true community.  While independence and autonomy produces individual wealth (e.g., stomachs are full), engaging as individuals in a viable human and environmental community, including now the entire food marketing channel from producer to final consumer, holds the potential to produce peace of mind, a higher state of mind.  The highest level of need is perhaps met only with some form of  (food/fiber) community: “The Me needs a We to Be.”  Yet, in order to fill the stomach, i.e., satisfy material needs and produce individual wealth, the Me seemingly must drive the system:  “Without a Me there is no We.”  Rugged individualism. Freedom of choice. Autonomy.  Free markets.  Education. Ability.  All are fundamental, but now in the new value system, we see a value swing that recognizes “the Me needs a We.”   Rural people as individual “Me” entities perhaps also need a “We” in a common food producing community that extends well beyond the farm/ranch gate.

 

We seek an enlightened self-interest.  The farmer, rancher, rural resident, consumer, agribusiness business manager, politician. . . perhaps all need to rise above, and go beyond both altruism and the self-interest (Khalil, 1990), acting as a distinct entity on this higher plane.  Perhaps we need to find ways for said individuals to evolve and then express their values. We seemingly need to have the value dialogues and the “megalogues” (Etzioni, 1996, p. 106) to determine what it is we actually do value in Rural Places.  Such a dialogue may especially be needed within the food marketing channel itself. We need to engage in moral inquiry (Wolf, 1999), and help in evolving the new cement that will bind the various communities of interest together.

 

Another value shift has occurred with respect to the environment.  Perhaps more than any other group, the youth are becoming environmentalists.  The young understand we are on a spaceship earth traveling within the much larger universe, which reflects an intuitive understanding of fundamental physical and natural laws explained by thermodynamics,   1) we cannot destroy mass and energy, so we have no choice but to live with the wastes of production and transformation,  2) we cannot  return a burned log, coal or crude oil into a useful form, so we lose useful work every time we transform something into something else.  We are on a one-way road. “Earth is destined to dry up, burn up or freeze…”  (Journal Star, February 21, 2000, front page).  Entropy shows actions to be irreversible: Entropy always increases.  This means marginal (additional) cost inherently increases.  Looking to the very long term, we are beginning to understand the contemporary need to start charting an economic and social course that puts Rural Places on paths that make sense in light of this long term scientific reality. 

 

To accomplish same, we may need to see a synthesis and integration not only within social science, but also across the natural/physical sciences and the social sciences, a  Consilience  (Wilson, 1998).  Such a possibility calls for a different kind of economic and social scientist; new training for those of us who have been in the business for sometime; and a university environment that encourages synthesis and integration. It is time to recognize the role of the integrator in science, and the scholarship of integration. As Boyer (1990, p. 18 - 19) notes:

 

We underscore the need for scholars who give meaning to isolated facts, putting them in perspective.  … we mean making connections across the disciplines, placing the specialties in larger context, illuminating data in a revealing way, often educating nonspecialists, too.  … scholarship of integration involves . . . doing research at the boundaries where fields converge, and it reveals itself in what philosopher-physicist Michael Polyani calls “overlapping (academic) neighborhoods.”  Such work is, in fact, increasingly important as traditional disciplinary categories prove confining, forcing new topologies of knowledge.

 

Such social (and other kinds) scientists would need to shift world views to encompass both ecological/physical and sociality thinking..  Such steps would help reinforce the view and help our understanding about how individual farm/ranch families, agribusiness, and rural people are intertwined/ integral parts of both the social and natural system.   We may need to see the same entities as part of several different kinds of elemental socialities (Fiske, 1992), i.e., rural people working within a complex planetary system, economy, and society with cause and effect, in constant feedback.  Seemingly we need to re-conceptualize the economy as  embedded in society, and society embedded in the environmental system, each on par with the other, a flat rather than a hierarchical system.  This suggests shifting away from thinking about individual humans in control, and shifting to a  coevolutionary way of thinking, and thus re-forming the metaphors by which we live (See:   http://agecon.unl.edu/lynne/metaphor.pdf  ) and may survive (Norgaard, 1995) in rural places.

 

Macro Forces in Social Science:  Time to Wage Peace, Not War

 

Social sciences waged war around the turn of  the century.  The resolution of the war  involved dividing the social science territory. This division first occurred in Europe, and was eventually exported to the Americas,  wherein the war was especially brutal.  We live with this legacy in our social science programs.

 

The battle lines formed  between the German historical-social school and the English abstract-deductive school (Granovetter and Swedberg, 1992, p. 3). The former used rich description of real world situations and conditions in its methods and methodologies, and was quite empirical and inferential in nature.  The latter used abstract models of economy and society, logico-deductive approach, and evolved over time the hypothesis testing idea.  The latter historically was shared with many of the physical and natural sciences, especially physics.  Tracing back to Pareto, very sharp lines were drawn between sociology and economics (and, as it turns out, between economics and most other social science disciplines), with the basic premise that economics engages in the study of rational action, while sociology and other social sciences study nonrational action (Swedberg, 1990, p. 11).  The hard line between “logical” and “nonlogical” human action was drawn. 

 

In the U.S.,  the  war resulted in the sociologists, and to a lesser extent their brethren in anthropology, psychology, political science,  the other social sciences all agreeing to stay out of the economists territory.  It was understood that their chances of being hired into the universities would be slim without  the support of the economists (Swedberg, 1990, p. 10).   The result has been almost 100 years of separation of the territories between the social sciences.

 

Fortunately, we have since learned such separation is scientific nonsense, as has been borne out in psychological and neuroscience research (e.g., see Cory, 1999),  i.e., real humans are simultaneously both rational and nonrational, logical and nonlogical, egoistic and empathic, which requires all social sciences to rethink the behavioral assumptions built into their disciplines and to seek common ground.   Additionally, we have learned in modern day  philosophy of science and methodology that no one of the methodologies is superior.  Seemingly we need, instead, a plurality of methodologies, applying both the rich description and the abstract modeling, simultaneously, jointly, not separably.  This helps justify both private and public scholarship, i.e., scholarly work by the academy and in the lay public, and in working with same.  We can learn from each other.   We are experiencing the need for a research enlightened look at actual  human behavior, and the need for a common behavioral model that perhaps all social scientists can use, in addition to blending the methodologies. Social science is behavioral science.  We seek to understand human actions and behaviors.  Perhaps we need a plurality of methodologies to do so.

 

Fortunately for the progress and consilience of  these sciences, we see encouraging signs that the divisions can be healed, with much of this healing made possible by the new scientific research showing the higher plane arising between the egoistic and empathic, the logical and the non-logical  tendencies in human nature (Cory, 1999).  This may be occurring in large part due to each territory now being sufficiently secure that some benefits from trade have become possible.[4] Starting about 10-years ago, we start to see the emergence of new social science disciplines at the interstice of the old ones.  This is especially encouraging, in that nearly all scientific breakthroughs occur at the interstices of more established disciplines.  Science is something like an amoeba, breaking out here and there, at which time we may sometimes see rather dramatic paradigm shifts. Two prime examples are economic psychology and economic sociology, and the evolution of new societies and professional associations like the Society for the Advancement of Behavioral Economics, the International Association for Research in Economic Psychology,  and the Society for the Advancement of Socio-Economics.

 

One of our IANR-UNL social scientists was heard to exclaim, after attending one of the recent Townhall meetings,   “… we (social scientists) are our own worst enemy!”    Perhaps it is, indeed, time to wage peace and not war.

 

Macro Forces in Costs

 

While Mission, Technology, Human Values and Science are more fundamental forces,  Cost sometimes overrides and drives it all.  Scientists, perhaps moreso than ever before in the history of science are being asked to be moving toward the low point on the long run average cost curve for what we produce. As a result, departments sometimes are cut apart into component parts and reconfigured to produce the lowest cost services.

 

Unfortunately, sometimes cost economies are sought and achieved without enough attention devoted to  “making a difference,” i.e., producing net benefits.  Perhaps not enough focus is being put on net benefits (benefits – costs). Nevertheless, cost savings represented in economies of scale, e.g., the use of Business Centers to handle personnel matters and to relieve pressures put on single accountants and department heads, need to be seriously considered as we look to the future of rural studies and the rural social sciences.  

 

Hopefully, however, any such cost driven changes will perhaps give more weight to the reality of the more substantive macro forces at work.   Also, in doing a thorough benefit-cost analysis seemingly the first step is to study ourselves, in order to ascertain our assets and how we fit together in complex and interdependent ways (Allen, 1997;  Lynne, 1997).   We may also need to ascertain the needs much as accomplished through the recent set of IANR Listening Sessions.  It seems that only then could we be  positioned to know how to construct the ideal type of rural social science program.

 

Conclusions and Recommendations

 

It seems it is time to act. We as Rural Social Scientists perhaps need to see a  common  future with  joint  attention to mission and science, with Mission driving Science, and Science driving Mission, in synergistic ways. We need to perhaps recognize the macro forces in technology and values, which also often drive each other in constant feedback. We seemingly need to focus on increasing net benefits = (benefits – costs),  , and reduce the emphasis on only the cost side.  In fact, we may need to increase the cost side (i.e., provide substantively increased funding to social science) in order to realize the net benefits.   We perhaps need to do an asset analysis, and an analysis of our interdependence, as well as to find better ways to discover what our next mission needs to be, and then to orchestrate team actions to work on same.  We perhaps need to continue the Town Hall meetings beyond the current plans of three, to move to some kind of regular, maybe even weekly Seminar or ongoing Workshop series.  We perhaps need to find new ways to build social capital among the social scientists:  Wage peace, and not War.  Offshoots could be joint grant writing efforts and expanded support from actively participating in  a variety of   joint ventures.

 

It is hoped this thought piece will stir others to also write about the issues in Rural Social Science. Such writing, and the open dialogue emerging from same, can serve to help us find creative ways in which the self-interest and others-interest can  be jointly served, reaching a higher plane for ourselves and for the people in this most Rural Place we call Nebraska.

 

 

References

 

Allen, J.C.  “Interactional Field Theory:  The Social Component of ‘The Cube.’” Program Review:  Proceedings Report from Faculty Retreat.  Lincoln, NE:  Department of Agricultural Economics, University of Nebraska, May, 1997, pp. 129-130.

Boehlje, M.  From a presentation to the Farm Structure Task Force.  Lincoln, NE: University of Nebraska, October, 1999.

Boyer, E. L. Scholarship Reconsidered: Priorities of the Professoriate.  Princeton, NJ:  The Carnegie Foundation for the Advancement of Teaching, 1990.

Castle, E.N. “A Conceptual Framework for the Study of Rural Places.”  Amer, J. Agri. Econ., 80 (1998): 621-631.

Cory,  G. A.  The Reciprocal Modular Brain in Economics and Politics:  Shaping the Rational and Moral Basis of Organization, Exchange, and Choice.  New York:  Kluwer Academic/ Plenum Publishers, 1999.

Etzioni, A.  The New Golden Rule.  NY: Basic Books, 1996.

Fiske, A. P. “The Four Elementary Forms of Sociality:  Framework for a Unified Theory of Social Relations.”  Psychological Review  99,4 (1992): 689-723.

Granovetter, M. and R. Swedberg.  The Sociology of Economic Life.  Boulder, CO:  Westview Press, 1992.

Heiner, R.A. “The Origin of Predictable Behavior.”  Amer. Econ. Rev., 73,4 (September 1983): 560-595.

Khalil, E. L.   “Beyond Self-Interest and Altruism.”   Econ. and Phil.  6 (1990): 255-273

Lynne, G.  “Toward a Staffing Plan:  Tools, Points-of-View, and Ways of Knowing.”  Program Review:  Proceedings Report from Faculty Retreat.  Lincoln, NE:  Department of Agricultural Economics, University of Nebraska, May, 1997, pp. 7-19.

Maslow, A. H. Motivation and Personality.  NY: Harper and Row, Publishers, 1954.

Nelson, R.H.  “In Memorium: On the Death of the ‘Market Mechanism’.”   Ecological Econ. 20,3 (March, 1997): 187-197.

Norgaard, R. B.  “Metaphors We Might Survive By.”  Ecol. Econ.  15(1995): 129-131.

Simmons, A.  Territorial Games:  Understanding and Ending Turf Wars at Work.  NY:  American Management Association, 1998.

Swedberg, R.  Economics and Sociology,  Redefining Their Boundaries: Conversations with Economists and Sociologists.  Princeton, NJ:  Princeton University Press, 1990.

Wilson, E.O.   Consilience, The Unity of Knowledge.  New York:  Alfred A. Knopf, 1998.

Wolf, A.  “The Revival of Moral Inquiry in the Social Sciences.”   Chron. High. Educ.  46,2 (September 3, 1999): B4-B6.

 

 



[1]Impetus for this paper is the current dialogue (Spring, 2000) about enhancing the rural social sciences at the University of Nebraska- Lincoln.  Metaeconomics provides  the framework being applied in this analysis (See:   http://agecon.unl.edu/lynne/metaeconomics.htm  ).  

 

[2] Professor, Natural Resource and Environmental Economist,  University of Nebraska-Lincoln.

 

[3] See Heiner  (1983)  who notes how it is only in the simplest of tribal societies wherein institutions are usually close to being invariant, and it is thus for these societies  that models with the institutions invariant assumption predict accurately.  This suggests we need to build new social science theories and models to facilitate examining the changing nature of institutions and the norms… the moral dimension… said institutions embed and represent.  This also seems to suggest  it is time to help people in rural places proactively design organizations, institutions and laws due to rural peoples now facing complexities never before experienced in the evolution of agriculture. 

 

[4] That is, waging war can lead to clearly defined territorial boundaries.  Each territory must be strong after the war, lest others will continue to move in and take new ground.  Once the boundaries are in place and  secured, mutual benefits can occur from trade (See Simmons, 1998).  Perhaps we are in the trading stage among the social sciences.